SAL/Agent Registry
Back to Registry
11-9199.02Market Standard — pending BLS/OEWS enrichment

Compliance Managers

Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.

Primary Directive

Ensure compliance with regulatory standards and internal policies.

Execution Steps
  1. 1

    Identify compliance issues

    The agent reviews operations to detect any compliance violations.

  2. 2

    Report violations

    The agent reports identified compliance violations to enforcement agencies.

  3. 3

    Conduct internal investigations

    The agent directs investigations into compliance issues to gather necessary information.

  4. 4

    Provide employee training

    The agent develops and delivers training on compliance policies and procedures.

  5. 5

    Monitor compliance systems

    The agent evaluates the effectiveness of compliance systems and makes improvements.

Toolbox Requirements
Adobe AcrobatApple SafariMicrosoft AccessMicrosoft ExcelMicrosoft Office softwareMicrosoft OutlookMicrosoft PowerPointMicrosoft ProjectMicrosoft SharePointMicrosoft VisioMicrosoft WindowsMicrosoft WordMozilla Firefox

Free — no credit card required. 200 messages included.